4296 Results from /regulation
Taljeet Rai Senior Regulatory Developer at StoneX Group Inc
Compliance, business groups such as analysts and technology teams, as well as regulators often work in silos, leading to inefficiencies, delays and increased costs. A more collaborative approach could streamline processes and reduce risk, but adoption is always going to be a challenge. I have been exploring how these stakeholders interact, and it ...
06 February 2025 /regulation /crime Financial Services Regulation
Marc Gratacos Founder and Managing Partner at TradeHeader
As we look ahead to 2025, the derivatives market is set to experience another pivotal year of regulatory transformation. Regulatory compliance is no longer a ‘one-and-done’ project. It has become a continuous journey of adaptation, technology development and adoption, and strategic thinking. Regulatory reporting compliance is now a dynamic landsca...
04 February 2025 /regulation /predictions Regulatory Reporting
Steve Wilcockson Technical Product Marketing at Quantexa
What Just Happened? The pace of change and events this last two weeks has been bewildering. I have below summarized what just happened with links to social posts with deeper insights, and also described how financial services need to react. DeepSeek launched their LLM to great acclaim. So too did Alibaba with their new Qwen model. However, DeepSe...
03 February 2025 /ai /regulation Artificial Intelligence and Financial Services
Nick Jones CEO at Zumo
The global crypto sector stands at a regulatory crossroads, and the financial world is watching closely. That was one of the big takeaways from the World Economic Forum’s Annual Meeting 2025 in Davos, Switzerland, where experts explored how Donald Trump’s pro-crypto stance is expected to lead to new regulation in the US, which will likely prompt o...
31 January 2025 /regulation /crypto Blockchain in Banking and Financial Services
Retired Member
The financial services sector has experienced significant changes in recent years, especially with the growth of digital payments, cryptocurrencies, and global financial integration. Among the key players in this landscape are Money Service Businesses (MSBs), which offer essential services like money transfers, currency exchange, and payment proce...
31 January 2025 /regulation Online Banking
Stu Bradley Sr. VP of Risk, Fraud and Compliance Solutions at SAS
As Data Privacy Week brings the protection of one’s personal information into sharp focus, I’m reminded of a customer event a major North American bank hosted at SAS world headquarters last year. The bank’s chief data officer led a roundtable discussion with a group of esteemed data and AI experts on the topic of generative AI, centered on the te...
30 January 2025 /ai /regulation Artificial Intelligence and Financial Services
Kristine Jakovleva Chief Marketing Officer at Advapay
Latvia, a small Baltic country, is rapidly emerging as a potential fintech hub in the EU. The country is taking real strides to attract innovative financial companies, and it's worth exploring what sets Latvia apart. A Regulator Open to Innovation and Collaboration One of the most significant factors contributing to Latvia’s growing appeal as a fin...
29 January 2025 /payments /regulation Fintech
Joris Lochy Product Manager at Intix | Co-founder at Capilever
Payment fraud (i.e. the unauthorized or deceptive use of stolen payment information to obtain money, goods, or services) remains a major challenge for financial institutions. With new regulations requiring banks to compensate fraud victims, fraud prevention has become a top priority. However, fraud techniques are evolving rapidly, often outpacing
27 January 2025 /regulation /crime Exposing Financial Crime
Alexandre Kech CEO at The Global LEI Foundation
Cyberattacks present an immediate and growing threat to global financial stability. A 2024 report from the International Monetary Fund (IMF) found that over the past 20 years, the financial sector has been subjected to more than 20,000 cyberattacks, resulting in direct losses of $12 billion – not to mention the indirect costs caused by reputationa...
27 January 2025 /regulation /identity
Francesco Fulcoli Chief Compliance and Risk Officer at Flagstone
The Financial Conduct Authority (FCA) has published its updated review of money laundering through markets (MLTM), building on prior work such as the 2019 thematic review (TR19/4). This latest analysis outlines progress, persistent gaps, and new challenges in combating financial crime in capital markets. It also provides practical recommendation...
23 January 2025 /regulation /crime Fintech
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