Latest opinions that David Clee has shared on Finextra

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David Clee

Co-Founder & CEO

MirrorWeb

Member since

26 Mar

Location

Austin, Texas

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David's opinions

The Cost of Non-Compliance - How Proper Archiving Prevents Regulatory Fines

Compliance doesn’t need to be flashy to be critical. In today’s regulatory climate, communications archiving has moved from operational afterthought to strategic necessity. Regulators like the SEC and FINRA aren’t tolerating gaps, and excuses won’t hold up. If your archiving strategy is outdated or inconsistent, you're not just exposed...you’re in

01 April 2025 /regulation /wealth RegTech